What is the Colorado DORA Division of Securities?
Colorado Department of Regulatory Affairs (DORA) is a Colorado state agency that oversees the protection and welfare of consumers via regulation and oversight of various professions and industries throughout Colorado. The DORA Division of Securities is responsible for regulating the securities industry in the State of Colorado. The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
Role of the Division of Securities In Securities Regulation
The Division of Securities regulates the offering and sale of securities in Colorado by reviewing and approving registration statements and disclosure documents. The Division also ensures compliance with state securities laws by conducting audits, investigations, and enforcement actions against parties who may be exploiting Colorado residents.
Protecting Investors in Colorado
The Division of Securities is dedicated to protecting investors in Colorado by offering substantial education and resources on its website and elsewhere to help them make informed investment decisions. It also investigates complaints and takes enforcement action against those who violate securities laws.
Enforcement of Laws and Regulations
The Division of Securities enforces Colorado securities laws and regulations through investigations, administrative actions, and civil litigation. Its goal is to ensure a fair and transparent securities market and hold those who violate the law accountable for their actions.
Investigating Securities Fraud
The Division of Securities investigates securities fraud in Colorado, including Ponzi schemes, affinity fraud, cryptocurrency fraud, offerings to unaccredited investors, and other investment scams. The Division works closely with other law enforcement agencies to prosecute those who commit securities fraud and recover money for Colorado victims of securities fraud.
Conclusion
The Colorado DORA Division of Securities plays a critical role in protecting investors and regulating the securities industry throughout the state. If you have concerns about a securities offering or suspect securities fraud, the Division of Securities can help. However, for best results it is often recommended to work with a competent securities attorney to help you navigate the process. Contact one of our attorneys today for a free consultation!
