What Are DORA Investigations in Colorado?

The Colorado Department of Regulatory Affairs (DORA) is the state specific agency responsible for regulating several professions, businesses, and industries within the State of Colorado. As part of its regulatory duties, DORA conducts inquiries and investigations into alleged violations of laws, regulations, and professional standards.

DORA’s investigative process typically starts with a complaint, which can be filed by anyone who believes that a regulated professional or business has violated Colorado law or regulation. Once a complaint is received, DORA assigns an investigator to the case. The investigator may contact the complainant to gather more information and may also contact the respondent (i.e., the person or business being investigated) to request documentation, interview witnesses, and ask for a response to the complaint.

DORA has broad investigative powers, which include the authority to issue subpoenas for documents and testimony, conduct on-site inspections, and request information from other agencies. If the investigator finds evidence of a violation, they may recommend disciplinary action, which can range from a warning or reprimand to license revocation or fines.

It is important to note that DORA’s investigations are administrative in nature and are not criminal investigations. However, if DORA’s investigation reveals evidence of criminal activity, it may refer the case to law enforcement agencies for further investigation and prosecution.

Protecting Your Rights During a DORA Investigation

If you or your company is the subject of a DORA investigation, it is important to take the matter seriously and seek legal counsel. You have the right to respond to the allegations and provide evidence in your defense. It is also important to cooperate with the investigator and provide requested information in a timely manner.

In summary, investigations by the Colorado Department of Regulatory Affairs are a critical part of its mission to ensure that regulated professionals and businesses comply with Colorado laws and regulations. If you have any concerns about a regulated professional or business, you can file a complaint with DORA and they will investigate the matter. If you are the subject of a DORA investigation, it is important to take the matter seriously and seek legal counsel to protect your rights.